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NatWest Corporates and Institutions

EMEA disclosures

Germany

NatWest Markets Plc, Frankfurt Branch, is supervised by the German central bank (Die Deutsche Bundesbank) and authorised and supervised by the German Federal Financial Supervisory Authority (Die Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)).

NatWest Markets N.V. is authorised and directly supervised by the European Central Bank (ECB). Its branches in other EU Member States operate under this authorisation and are supervised by the host national competent authorities for conduct of business and other local regulatory requirements. NatWest Markets N.V., Frankfurt Branch is supervised by the German Federal Financial Supervisory Authority (Die Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)).

NatWest Bank Plc, Germany Branch, is authorised by the German Federal Financial Supervisory Authority (Die Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) and supervised by BaFin and the German central bank (Die Deutsche Bundesbank)

NatWest Bank Europe GmbH is authorised and supervised by the European Central Bank (ECB) and supervised by the Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)) and the German Bundesbank (Deutsche Bundesbank). 

Netherlands

NatWest Markets N.V. is authorised and supervised by the European Central Bank (ECB) and supervised by the Dutch central bank (De Nederlandsche Bank (DNB)) and the Dutch Authority for the Financial Markets (Autoriteit Financiële Markten (AFM)).

Italy

NatWest Markets N.V. is authorised and directly supervised by the European Central Bank (ECB). Its branches in other EU Member States operate under this authorisation and are supervised by the host national competent authorities for conduct‑of‑business and other local regulatory requirements. NatWest Markets N.V., Milan Branch is supervised by the Italian central bank (Banca d’Italia) and the Italian Companies and Exchange Commission (Commissione Nazionale per le Società e la Borsa (CONSOB)).

France

NatWest Markets N.V. is authorised and directly supervised by the European Central Bank (ECB). Its branches in other EU Member States operate under this authorisation and are supervised by the host national competent authorities for conduct‑of‑business and other local regulatory requirements. NatWest Markets N.V., Paris Branch is supervised by the French Prudential Supervision and Resolution Authority (L’Autorité de Contrôle Prudentiel et de Résolution (ACPR)) and the French Financial Markets Authority (L’Autorité des Marchés Financiers (AMF)).

Sweden

NatWest Markets N.V. is authorised and directly supervised by the European Central Bank (ECB). Its branches in other EU Member States operate under this authorisation and are supervised by the host national competent authorities for conduct‑of‑business and other local regulatory requirements. NatWest Markets N.V., Stockholm Branch, is supervised by the Swedish Financial Supervisory Authority (Finansinspektionen (FI)).