Regulatory information

Access useful information relating to changes in regulation

Dodd Frank - The primary purpose of the Dodd-Frank reform is to promote financial stability and investor protection

EMIR Trade Reporting Service - A delegated trade reporting service

IBOR Reform & Risk-Free Rates - Access to the SONIA Realised Rate Calculator

Market Abuse Regulation - A list of historical investment recommendations can be accessed here

MiFID2 - Key information about NatWest Markets (NWM), concerning MiFID II

Ring-fencing - Ring-fencing is a law that protects retail customers from risk

PRIIPS - Key Information Documents for packaged retail and insurance-based investor products (PRIIPS)

Securities Financing Transaction Regulation - Key information about NatWest Markets Plc and NatWest Markets N.V. (NWM), concerning Securities Financing Transaction Regulation (SFTR)

CSDR – Key information and documents about the Central Securities Depository Regulation (CSDR)

Contact us

For any questions relating to regulatory developments please contact us at marketsregulation@natwestmarkets.com.